Compliance Manager - Advisory - Investment Management

• To provide a proactive and technical service to the business on the interpretation and guidance of the FCA's rules (and any other relevant regulatory or legal issues that may apply);
• To provide impact assessment and gap analysis for any new FCA initiatives;
• Contribute to and take the lead in regulatory change and business change projects as required;
• 'Local' Consumer Duty and Product Governance Champion/SME for Compliance and Compliance lead for Vulnerable Customers;
• Compliance lead for SMCR and TC;
• Maintenance and improvement of Compliance policies in line with best practice and engagement with the business to ensure the embedding of said policies;
• Coordinate and deliver Compliance training, including induction training.

• Ability to interpret complex regulations and relay them practically to the business.
• Experience in interpretation and implementation of regulatory change within a business environment.

• Circa £75,000 equivalent salary, dependant on experience.
• Opportunity to work within a structured and professional environment in London.
• Chance to advance your career in the financial services industry.

Michael Page