Manager, Investment Management and Wealth Risk & Compliance

Deloitte

  • London
  • Permanent
  • Full-time
  • 5 hours ago
Connect to your IndustryThe ever-changing complexity of the regulatory and business environment in the Investment Management and Wealth (IMW) sector requires technical excellence and ingenuity to solve the issues currently facing the industry.To respond to the challenge that the industry presents, we are growing our IMW advisory team. Accordingly, we are looking for talented individuals to work with us to provide our clients with strategic and transformative advice in relation to risk and compliance matters. You will have exceptional opportunities to operate in a multitude of capacities, including helping to shape the future of the business, as well as working with world class clients in an advisory role.As well as enjoying the freedom to influence the way we work, you will be able to shape your personal development. We encourage consideration of flexible ways of working, both formal and informal arrangements that allow for the best outcomes for our people and our clients.Connect to your career at DeloitteDeloitte drives progress. Using our vast range of expertise, we help our clients' become leaders wherever they choose to compete. To do this, we invest in outstanding people. We build teams of future thinkers, with diverse talents and backgrounds, and empower them all to reach for and achieve more.What brings us all together at Deloitte? It's how we approach the thousands of decisions we make every day. How we behave, our beliefs and our attitudes. In other words: our values. Whatever we do, wherever we are in the world, we lead the way, serve with integrity, take care of each other, foster inclusion, and collaborate for measurable impact. These five shared values lead every decision we make and action we take, guiding us to deliver impact how and where it matters most.Connect to your opportunityAs part of our sector focused team, you will provide high quality strategic and technical advice to covering a range of risk and regulatory matters. The main responsibility of the role will be to help clients to anticipate and understand operational risk challenges, regulatory change, and compliance responsibilities and to be able to provide technical advice to allow clients to implement sustainable solutions to meet the challenges they face. You will have the opportunity to work with a host of prestigious organisations available through our extensive network. Some of the key responsibilities for this role include:
  • Providing high quality consulting advice and helping clients to anticipate and understand risk and regulatory matter.
  • To help clients understand the regulatory environment in which they operate to help design effective control frameworks.
  • Supporting the analysis of the regulatory pipeline and understanding the potential impact of regulatory developments on our client's businesses.
  • Helping to shape and grow the business through, proposition development, writing eminence pieces and participating in industry forums.
  • Having a clear understanding of the firm's commitment to creating a more inclusive culture.
Connect to your skills and professional experience
  • A proven track record in the understanding and interpretation of regulation and the implementation of solutions to address risk and compliance requirements.
  • A proven track record within the sector with exposure to risk management frameworks, processes and methodologies as they apply within the IMW sector.
  • A good understanding of UK regulatory requirements and expectations in relation to risk management for investment firms, fund management companies, wealth managers and investment advisors (knowledge and practical experience of working within EU regulatory regimes are also preferred).
  • Have gained experience in either, a consulting, in house compliance, regulatory operations or business analyst role or equivalent.
  • A good understanding of control frameworks and their practical implementation across various functions and businesses within the IMW sector.
  • An awareness of developments in the IMW sector and their implications on evolving demands and expectations on risk management functions.
  • Excellent presentation and communication skills with experience facing external clients or internal stakeholders.
  • Have an entrepreneurial mindset and aptitude for developing sales opportunities with clients.
  • Have an orientation to deliver quality solutions for our clients and awareness of the risk management processes in place at global consulting firms.
  • Degree and / or relevant professional qualification and / or significant relevant consulting or industry expertise (or equivalent).
Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ever-evolving world, there are no certainties in business. Our teams help clients to navigate risks, process major transactions and deliver transformational change that will future-proof their business. Join us to make a positive difference.Regulatory & Financial RiskWe provide advisory services across the risk and regulatory landscape to help our clients move beyond simply meeting the minimum compliance standards, to strategically creating a responsible, sustainable future. This includes providing critical insight and advice on the future of regulation to assist our clients in anticipating change and responding with confidence.Personal independenceRegulation and controls are standard practice in our industry and Deloitte is no exception. These controls provide important legal protection for both you and the firm. We are subject to a number of audit regulations, one of which requires that certain colleagues abide by specific personal independence constraints (e.g., in relation to any financial interests and employment relationships). This can mean that you and your "Immediate Family Members" are not permitted to hold certain financial interests (shares, funds, bonds etc.) with audit clients of the firm, and also prohibitions on certain employment relationships (e.g., you are not permitted to hold a secondary employment role with SEC audit clients of the firm whilst being employed by the firm). The recruitment team will provide further detail as you progress through the recruitment process or you can contact the Independence team upon request.Connect with your colleagues"I joined the firm as a graduate over 14 years ago and have loved every moment. The culture is fantastic! I have felt supported since day 1 and I love working with our clients to overcome their challenges.” - Paul, SRTA“At Deloitte you'll get to work with and learn from the best and brightest and work on diverse and exciting projects. The people and the team you work with also makes work fun!” - Bettina, SRTA“Whatever you want to achieve at Deloitte, people will help you do it.” - Cam, SRTAOur hybrid working policyYou'll be based in London with hybrid working.At Deloitte we understand the importance of balancing your career alongside your home life. That's why we'll support you to work flexibly through our hybrid working policy. Depending on the requirements of your role, you'll have the opportunity to work in your local office, virtual collaboration spaces, client sites and remotely. You'll get the chance to meet face to face when needed, while you collaborate and learn from colleagues, share your experiences, and build the relationships that will fuel your career and prioritise your wellbeing. Please check with your recruiter for the specific working requirements that may apply for your role.Our commitment to youMaking an impact is more than just what we do: it's why we're here. So we work hard to create an environment where you can experience a purpose you believe in, the freedom to be you, and the capacity to go further than ever before.We want you. The true you. Your own strengths, perspective and personality. So we're nurturing a culture where everyone belongs, feels supported and heard, and is empowered to make a valuable, personal contribution. You can be sure we'll take your wellbeing seriously, too. Because it's only when you're comfortable and at your best that you can make the kind of impact you, and we, live for.Your expertise is our capability, so we'll make sure it never stops growing. Whether it's from the complex work you do, or the people you collaborate with, you'll learn every day. Through world-class development, you'll gain invaluable technical and personal skills. Whatever your level, you'll learn how to lead.Connect to your next stepA career at Deloitte is an opportunity to develop in any direction you choose. Join us and you'll experience a purpose you can believe in and an impact you can see. You'll be free to bring your true self to work every day. And you'll never stop growing, whatever your level.Discover more reasons to connect with us, our people and purpose-driven culture at deloitte.co.uk/careersWPFULL SLSRTA

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