Head of Compliance Monitoring Location: London (Hybrid)Sector: Wealth & Investment Management OverviewYou will be a key member of the Compliance function working closely with the SMF16, SMF17 and the wider Compliance team.Overseeing and taking responsibility for the Compliance Monitoring, Thematic, and Third-Party Oversight Programs. You will also be responsible for the day-to-day management of the Compliance Monitoring Team. Key Responsibilities:Developing and delivering the risk-based Compliance Monitoring, Thematic, and Third-Party Oversight Program, ensuring alignment with business strategy and responsiveness to internal and external developments.Leading, developing, and inspiring a high-performing Compliance Monitoring team, fostering a culture of continuous improvement and accountability.Championing robust documentation, methodology, and procedures across all compliance monitoring activitiesAttending and contributing to the Compliance Management Committee, Risk Management Committee, Financial Crime Committee, Compliance Team Meetings, and other sub-committees as appropriate. What You'll BringSignificant experience in a senior compliance monitoring or assurance role within an FCA-regulated firm, ideally in wealth & Investment managementStrong working knowledge of the UK regulatory framework, including the FCA Handbook and Consumer DutyExperience of managing people managementStrong stakeholder engagement skills
