Head of Compliance

Broadgate Staffing

  • South East England Central London
  • £110,000 per year
  • Permanent
  • Full-time
  • 3 days ago
Head of Compliance Location: London (Hybrid) A fast-growing fintech is looking for an experienced Head of Compliance to lead its second-line function and oversee a range of FCA-regulated products. Reporting to the Risk & Compliance Director (SMF16), you'll work closely with cross-functional teams to embed a pragmatic, customer-first approach to compliance.What You'll Do:Lead and develop the Compliance team, fostering a collaborative and inquisitive culture.Oversee compliance monitoring, advisory, regulatory change, training, and reporting.Shape and continuously improve how compliance operates across the business.Provide timely, practical regulatory advice to senior stakeholders and product teams.Own compliance reporting to senior leadership, including ExCo and the Board.Stay on top of regulatory developments and ensure the business is ready for change.What You'll Bring10+ years' experience in financial services, ideally within investments or fintech.Deep knowledge of FCA regulations, including regulatory perimeter, threshold conditions, and governance.Proven leadership of compliance teams in fast-paced, cross-functional environments.A pragmatic, clear communicator who can cut through complexity and influence at all levels.

Broadgate Staffing