Compliance Officer - Investments (Retail)

Michael Page

  • London
  • £129,990 per year
  • Permanent
  • Full-time
  • 2 days ago
  • Apply easily
Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.
  • Conduct compliance reviews and sign-offs.
  • Support as compliance liaison for any projects undertaken by the business.
  • Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
  • Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
  • Ad-hoc project work.
Compliance Officer - Investments (Retail)Temp to perm opportunity for a Compliance Officer vacancyA successful Compliance Officer should have:
  • Previous experience in a compliance role within the Retail Investment Management space.
  • A strong understanding of regulatory frameworks and compliance standards.
  • Bachelor's degree with an outstanding academic record from a reputable university.
  • Self-starter with high standards, resilience, stamina, determination and perseverance.
Global investment management firm. Role is hybrid and based in London.
  • Competitive daily rate of approximately £500+, depending on experience.
  • Opportunity to work with a respected organisation in the financial services industry.
  • Temporary role offering flexibility and hybrid working.

Michael Page