Compliance Coordinator

Lawes Consulting Group

  • Staffordshire Stoke, West Midlands
  • £40,000 per year
  • Permanent
  • Full-time
  • 1 month ago
Job title: Compliance Co-ordinatorSalary: £40,000Location: Home-based role with regular travel across the Stoke/Staffordshire regionPURPOSE OF ROLEOur client is seeking a Compliance Coordinator to manage the oversight of their UK Retail Appointed Representatives and Introducer Appointed Representatives, ensuring full compliance with FCA regulations.RESPONSIBILITIES
  • Monitor ARs and IARs for regulatory compliance
  • Maintain oversight frameworks and ensure documentation is up to date
  • Produce reports for management and regulatory forums
  • Support accurate and timely FCA reporting
  • Collaborate with internal teams and incorporate stakeholder feedback
DAY-TO-DAY
  • Conduct regular compliance checks
  • Address issues with ARs/IARs and provide guidance
  • Prepare and present reports
  • Update policies and frameworks
  • Travel within the assigned region as needed
EXPERIENCE & REQUIREMENTS
  • Knowledge of FCA rules on ARs/IARs
  • Experience in compliance or quality assurance
  • Educated to GCSE Level
  • CII/Dip CII preferred
  • Insurance exposure is an advantage
SKILLS
  • Strong knowledge of FCA compliance
  • Confident communicator and relationship builder
  • Detail-focused with good reporting skills
  • Proficient in Microsoft Office
  • Self-motivated and organised
If you have the relevant experience or know someone that does please contact me now on 07393 536 954 or email us at admin@lawesgroup.co.uk

Lawes Consulting Group