AML Officer

Gateley

  • Birmingham
  • Permanent
  • Full-time
  • 14 days ago
About The RoleThe roleAs our AML Officer you will work closely with other Professional Regulation and Standards colleagues to promote clear understanding of compliance requirements and support best standards of compliance across our business. This role is crucial in ensuring our firm adheres to anti-money laundering regulations and maintains the highest standards of compliance. The successful candidate will play a key role in managing AML processes, conducting due diligence, and supporting the wider compliance function.Reporting to the Head of Business Acceptance, you will support our Professional Regulation and Standards team as well as the wider business as required.Key Responsibilities:
  • AML Processes: Oversee and manage the firm's AML processes, ensuring compliance with relevant regulations.
  • Due Diligence: Conduct client due diligence (CDD) and enhanced due diligence (EDD) as required.
  • Risk Assessments: Review AML risk assessments and escalate high-risk cases.
  • Training: Deliver AML training sessions and develop training and support materials for staff.
  • Monitoring: Monitor and update client records, support internal audits, and assist with compliance reviews.
  • Investigations: Run internal investigations into AML related matters, providing feedback and reports to relevant parties.
  • Regulatory Updates: Stay informed about changes in AML regulations and ensure the firm's policies and procedures are up to date.
  • Reporting: Prepare and submit AML reports to regulatory bodies, MLRO, COLP, COFA etc as required.
  • Feedback: Provide feedback on enhancements and improvements to the firm's AML policies, processes, and systems.
The teamWe are providers of professional legal services and must maintain the trust that our clients and the public place in us. Our compliance with legal and regulatory requirements, industry guidance and best practice underpins everything we do. Responsibility for risk management and compliance is shared by everyone in our business and nobody is left to manage this alone. We have a dedicated Professional Regulation and Standards team to support our people and provide guidance on risk and compliance related matters.Professional Regulation and Standards is a growing team in the business covering a very broad range of activities to support the business operated within its regulatory frameworks. The team is motivated and ambitious to develop its proposition and looking for like-minded individuals to work with.The personCandidates will be able to demonstrate the following attributes:
  • 1-3 years' experience in general compliance roles with legal sector experience.
  • Strong understanding of AML regulations and compliance requirements.
  • Relevant qualifications in AML or compliance are desirable.
  • Excellent oral and written communication skills, with the ability to produce clear, well drafted communications and documents.
  • Excellent organisational skills, with the ability to prioritise and be flexible and work to tight deadlines, whilst maintaining quality and attention to detail.
  • Well-developed team working skills.
  • Able to work independently to run sensitive and complex investigations.
  • Strong IT skills (Excel, Visio, Powerpoint, High Q etc).
  • Ambitious for success, with a strong sense of initiative, a positive can-do attitude and willingness to learn.
About YouAbout UsThe benefitsWith support, coaching and feedback from some of the most engaging colleagues around our great development and progression opportunities will reward your commitment and loyalty. We offer a competitive remuneration package where you'll be rewarded for your individual performance with an opportunity to receive an annual bonus.In addition, we have a wide range of learning and development opportunities via our Learn platform to develop new skills and progress your career. Our My Flex comprehensive rewards package includes options covering annual leave (and the benefit of purchasing extra days), cycle to work, critical illness benefit, employee assistance programme, group personal pension, health care, season ticket loan and many more benefits (grade dependent). Finally, with Perks At Work/Home you can select a host of retail benefits that suit your needs alongside a Community Online Academy, free courses for all from fitness to coding to languages to hip hop dance.We are GateleyWe are forward thinking and straight talking, our approach is to find solutions to the problems that our clients face. Gateley is a legal and professional services group, we are a group of formidable experts in all areas of law and business. Passionate problem solvers, we get our kicks from finding the right answers and getting our legal and business clients where they need to be. We support more than 5,700 active clients, ranging from FTSE 100 companies to private individuals, in the UK and beyond. Being part of Gateley is not just about the expertise that you bring; it's about attitude too.The 'Gateley Story' is the story of our people and our culture. It is what has got us to where we are today as a successful business and it's the driving force behind the Gateley Team Spirit and the values that have shaped it. We have a set of shared internal values that capture what the Gateley Team Spirit is and this includes five elements that bind us all together as one Gateley: Ambitious for Success, Forward Thinking, Room to Breathe, Trusted to Do and Working Together. Every year across the group, we recognise members of our team that have gone and above and beyond and have lived these shared values. They are recognised at our annual Gateley Team Spirit awards.Diversity, inclusion and well beingDiversity, inclusion and well being is an important part of Gateley's culture and values. We recruit talented people from a diverse range of backgrounds and cultures, providing equal opportunities for all to join our team regardless of age, sex, race, sexual orientation, disability, or culture.We create an exciting and rewarding place to work that aims to fulfil everyone's potential and together to achieve personal and business goals. We offer flexible working patterns to help our staff achieve a good work/ life balance and we encourage candidates seeking flexibility in their next role to apply for any of our vacancies.We are proud to have been recognised by The Law Society as gold standard for our Diversity and Inclusion Charter and to be Stonewall Diversity Champions.Additional InformationIf you are successful in receiving an offer of a role with our company a variety of pre-employment screening checks will be completed. Our screening checks can include but are not limited to your eligibility to work, professional and academic qualifications, any criminal records, your financial stability and references from previous employers. The screening that takes place will be relevant to your role and will vary from role to role.

Gateley