Senior Compliance Monitoring Officer

Broadgate Staffing

  • South East England London
  • £75,000 per year
  • Permanent
  • Full-time
  • 1 month ago
Job Title: Senior Compliance Monitoring Officer Location: London, UK (Hybrid)The Opportunity A leading global financial services firm is looking for a Senior Compliance Monitoring Officer to join its growing compliance function in London. This is a great opportunity to take ownership of high-impact compliance reviews and contribute to a strong culture of regulatory excellence. Key ResponsibilitiesDeliver thematic and periodic compliance monitoring reviewsDocument findings clearly and communicate results to senior stakeholdersTrack remediation and support continuous improvement effortsContribute to compliance risk assessments and monitoring plansAssist in developing compliance policies and frameworksCollaborate with global compliance teams on best practicesWhat You Bring5+ years in compliance monitoring, or financial services complianceStrong knowledge of FCA rules, MiFID, SMCR, Consumer Duty, UCITS, and market abuse regulationsExcellent communication, analytical, and stakeholder management skills

Broadgate Staffing