
Risk Management and Compliance Document Governance -Vice President
- United Kingdom
- Permanent
- Full-time
- Lead and manage a global team of RM&C document managers, responsible for guiding the owners of policies and standards in navigating the document lifecycle, including drafting, editing, socialization and approval.
- Serve as a subject matter expert on firmwide and RM&C document governance framework and requirements and as an advisor to our stakeholders to drive awareness and adherence.
- Represent the RM&C organization as a member of the Firmwide Policy and Standard Governance Forum, shaping the firmwide document governance framework and promoting RM&C's adherence.
- Drive the RM&C Document Governance Team's innovation strategy, in partnership with ORDG's Product and Innovation Lead, including AI / LLM and other innovative solutions.
- Review and challenge draft documents, supporting firmwide programs to streamline the firm's governance and requirements.
- Define, implement, and assess metrics, including key performance indicators, and key risk indicators, to monitor RM&C's performance against document governance requirements and provide oversight to drive adherence to firmwide requirements.
- Oversee the RM&C document governance adherence program, which confirms with impacted teams that they are aware of and are following the policies and standards that apply to RM&C
- Partner with the Office of Document Governance and the RM&C Office of Legal Obligations and Regulatory Change Management program teams to support their initiatives, controls and requirements.
- Bachelor's degree
- Relevant experience in Risk, Compliance, Legal, or similar Control Management-related function within a financial services firm, regulatory organization, legal, or consulting firm.
- Demonstrated ability to influence and partner with senior stakeholders across a firm with knowledge of the financial services industry.
- Exceptional written and verbal communication skills, with the ability to articulate complex concepts clearly and effectively.
- Strong logical and analytical skills with a creative passion for developing and expressing best-in-class ideas.
- High attention to detail and ability to work independently to produce executive-level materials, analyses and presentations.
- Professional maturity and confidence in expressing a point of view with varied stakeholders and audiences.
- Highly adaptable interpersonal skills with the ability to manage a global team and engage across different business and functional areas.
- Demonstrated strength in learning quickly, synthesizing opinions and facts from multiple sources, and reasoning into next steps while maintaining thoughtful transparency with peers and management.
- Ability to work well under pressure and deliver under tight deadlines.
- Advanced Microsoft Office skills (Excel, Word, PowerPoint, Outlook and Teams).
- A legal degree and/or risk management and compliance background
- Relevant experience in team management
- Experience with data analytics and visualization tools