Compliance Officer
- Devonport, Devon
- Permanent
- Full-time
Exeter / TorquayWe're currently working with a fabulous leading South West Law firm lookingfor someone to join their growing firm as Compliance Officer. Supporting the partners currently leading on compliance and supporting with the day to day.They're looking for a true generalist to cover every aspect of compliance.The Role?
- Promoting best practice across the firm
- Reviewing and improving processes, procedures & controls
- Escalating breaches/issues and providing clear recommendations
- Drafting & updating template documents
- Running compliance checks and creating/delivering staff training
- Supporting annual risk reviews (conflicts, AML, money laundering, general risk)
- Preparing for external audits & accreditations (e.g. Lexcel, SRA, CQS)
- Monitoring supervisory meetings, file reviews & mentoring supervisors
Strong knowledge of AML legislation & SRA Codes of Conduct
Excellent communication
Highly organised, proactive and deadline-drivenWhat's in it for you?
- Flexible working options
- 25 days holiday + Bank Holidays
- Private Medical insurance
- Learning & Development opportunities
- + more firm wide benefits