Compliance SMF16 & 17

• Ensuring all UK operations comply with legal and regulatory requirements
• Developing, implementing, and monitoring internal policies/controls/procedures to mitigate risks and ensure regulatory compliance
• Interpreting and applying UK laws and regulations (e.g. FCA, AML)
• Providing guidance and training on compliance and new regulatory developments
• Conducting risk assessments on anti-financial crime controls
• Managing Compliance monitoring program
• Investigating and addressing potential compliance breaches
• Supporting auditors, both internal and external
• Serving as the point of contact for UK regulatory authorities
• Collaborating and reporting with Head Office on compliance issues

• Proven compliance experience in banking with UK regulators at SMF16 and SMF17 levels
• Strong knowledge of UK regulatory frameworks, including the FCA handbook
• Excellent written and oral communication skills
• Solid analytical abilities
• Degree educated with Compliance certifications such as ICA and ACAMS
• Ability to work independently and manage multiple tasks in a fast-paced setting

Prime Personnel