Compliance Assistant/Administrator

Ashley Rees Associates

  • Warrington, Cheshire
  • £35,000 per year
  • Permanent
  • Full-time
  • 7 days ago
Our client based in Warrington requires a Compliance Assistant/Administrator to join their existing team. Required to assist Financial Planners and Investment Managers where you’ll play a vital role in supporting compliance and onboarding, carrying out thorough compliance of files generated. The role requires strong attention to detail and ideally an understanding of financial planning regulations and products.
  • Preferable but not essential - CII PFS diploma qualified or equivalent
  • A compliance or file checking background in Financial Services or similar
  • Proficiency in Microsoft Office, especially Excel, Word, and Outlook
  • Excellent numeracy and literacy skills
  • Ideally educated to A-level standard, or equivalent
Apply today with an up-to-date CV.

Ashley Rees Associates