As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be part of something extraordinary. Solid Compliance background, preferably in 2nd line risk based / thematic monitoring or 3LOD Internal audit roles. Experience of applying monitoring/testing or audit methodologies within financial organisations, preferably within the investment management industry. Good level of knowledge of UK regulatory requirements essential, covering topics such as Market Abuse, Conflicts of Interest, TCF, Dealing and Managing, Best Execution, Financial Promotions, ESG. Knowledge and understanding of SEC requirements in these areas is also highly desirable. Able to build and maintain relationships with key business stakeholders of all levels. Able to synthesise, organise and evaluate large amounts of information, think logically, and identify potential risks. Well organised self-starter, able to prioritise quickly and adapt to tight timeframes and meet deadlines.
