Compliance Analyst - Generalist

Royal London

  • London
  • Permanent
  • Full-time
  • 14 days ago
Job Title: Compliance Analyst - GeneralistContract Type: PermanentLocation: LondonWorking style: Hybrid 50% home/office basedClosing date: 5th September 2025We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management.As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where we will encourage your learning, development and study towards relevant qualifications.The Compliance Team is responsible for partnering with the business to ensure RLAM maintains a robust approach to regulatory compliance with effective controls operating.This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.About the role
  • Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
  • Maintain RLAM’s Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
  • Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
  • Prepare and deliver training on key issues and regulatory changes
About you
  • Prior experience of investments activities in an asset management business within a relevant role.
  • Understanding of compliance and regulatory requirements
  • Good experience of Word, Excel PowerPoint, Power BI
  • Understanding of data organisation
  • Some experience within an operational asset management environment (UK or EU).
  • Knowledge of investment matters in UCITS and AIFMD
  • Strong communication skills
  • SI / IAQ / IMC qualified or willing to study towards with support.
  • Understanding of UK, Irish and EU compliance and regulatory requirements.
About Royal London Asset Managementpart of the Royal London Group, is one of the UK's leading fund management companies working with a wide range of clients across the globe to achieve their investment goals. Our long-term, client-driven focus means that we have a long-standing commitment to responsible investment. We act as responsible stewards of our clients’ capital, exercising their rights and influencing positive change.Our to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.We've always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here -Inclusion, diversity and belongingWe’re an employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.

Royal London