
Senior Manager – Internal Audit
- London
- Permanent
- Full-time
- Lead the delivery of a comprehensive, risk-based audit plan aligned with UK regulatory standards.
- Oversee multiple audit engagements from planning to reporting, ensuring quality and timeliness.
- Provide subject matter expertise in UK wealth management and regulatory compliance.
- Manage and mentor a team of auditors and external consultants.
- Build strong relationships with senior leaders and external control groups.
- Communicate audit findings clearly and influence decision-making.
- Ensure adherence to internal audit methodology and quality assurance standards.
- Monitor emerging risks and regulatory developments through continuous monitoring.
- Contribute to strategic initiatives and drive operational efficiency.
- IIA Standards, UK Corporate Governance Code, FCA regulations.
- UK financial regulations (e.g., SMCR, MiFID II, Basel III).
- Internal control frameworks (e.g., COSO).
- UK wealth management products and services.
- Leading complex audits and risk assessments.
- Managing multiple priorities and stakeholders.
- Data analysis and control effectiveness evaluation.
- Coaching and developing high-performing teams.
- Align audit activities with business strategy and risk landscape.
- Navigate complex regulatory environments with sound judgment.
- Influence senior stakeholders and drive change.
- Thrive in a dynamic, fast-paced environment.
- Bachelor's degree in Business, Finance, Accounting, or related field.
- Master's degree or Level 4 Diploma in Public Practice Accountancy and Taxation (preferred).
- Significant audit experience in financial services, with a strong managerial track record.
- ACA, CA, CIA, CFSA, CCSA, CGAP, CPA, or ACCA.