Senior Manager – Internal Audit

Charles Stanley

  • London
  • Permanent
  • Full-time
  • 1 month ago
Job Description:Are you a strategic thinker with a passion for risk management and regulatory excellence? Join Raymond James Wealth Management Group Ltd. (RJWM) as a Senior Manager - Internal Audit and lead a high-impact audit function across our UK wealth management businesses, including Raymond James Wealth Management Ltd. and Raymond James Investment Services Ltd.This is a pivotal leadership role where you'll drive audit strategy, manage complex engagements, and collaborate with senior stakeholders across the UK and the broader Raymond James Financial Inc. (RJF) network.What You'll Do
  • Lead the delivery of a comprehensive, risk-based audit plan aligned with UK regulatory standards.
  • Oversee multiple audit engagements from planning to reporting, ensuring quality and timeliness.
  • Provide subject matter expertise in UK wealth management and regulatory compliance.
  • Manage and mentor a team of auditors and external consultants.
  • Build strong relationships with senior leaders and external control groups.
  • Communicate audit findings clearly and influence decision-making.
  • Ensure adherence to internal audit methodology and quality assurance standards.
  • Monitor emerging risks and regulatory developments through continuous monitoring.
  • Contribute to strategic initiatives and drive operational efficiency.
What You BringKnowledge of:
  • IIA Standards, UK Corporate Governance Code, FCA regulations.
  • UK financial regulations (e.g., SMCR, MiFID II, Basel III).
  • Internal control frameworks (e.g., COSO).
  • UK wealth management products and services.
Skills in:
  • Leading complex audits and risk assessments.
  • Managing multiple priorities and stakeholders.
  • Data analysis and control effectiveness evaluation.
  • Coaching and developing high-performing teams.
Ability to:
  • Align audit activities with business strategy and risk landscape.
  • Navigate complex regulatory environments with sound judgment.
  • Influence senior stakeholders and drive change.
  • Thrive in a dynamic, fast-paced environment.
Your Background
  • Bachelor's degree in Business, Finance, Accounting, or related field.
  • Master's degree or Level 4 Diploma in Public Practice Accountancy and Taxation (preferred).
  • Significant audit experience in financial services, with a strong managerial track record.
Preferred Certifications:
  • ACA, CA, CIA, CFSA, CCSA, CGAP, CPA, or ACCA.
Why Join Us?At Raymond James, we believe in empowering our people to make a difference. You'll be part of a collaborative, forward-thinking team that values integrity, innovation, and excellence. If you're ready to lead with purpose and shape the future of internal audit, we'd love to hear from you.

Charles Stanley