Regulatory Transactions Consultant
IMS - London
IMS supports more than 600 investment businesses, ranging from established global firms to start-ups. Our clients include many of the world's largest hedge fund managers, private equity firms, fund of funds managers, family offices and institutional pension fund managers. We are ...
IMS - East Anglia
The firm focuses on trading liquid futures and forwards, utilising sophisticated technologies and applying statistical and mathematical methods to the markets in order to generate superior returns. Reporting to the Managing Partners the successful candidate will have responsibili...
IMS - United Kingdom
The business is a network of IFAs based in the North West of England and with significant business changes planned they need to bolster their compliance oversight. The successful candidate is likely to have: • Significant experience in FSA compliance with a particular focus on co...
IMS - London
Maintain knowledge of relevant FSA regulatory requirements, developments and advise the business of changes as required Manage the development and/or improvement of policies and procedures and processes to ensure they continue to support the business in complying with regulatory ...
Compliance Consultant (Retail Asset/Investment Management)
IMS - London
Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our growth plans we are looking to hire an experienced compliance professional with solid experience gained in the retail funds / retail ...