ConinghamLee Ltd - United Kingdom
Identifying areas of risk that require attention and advising in relation to solutions Providing accurate and detailed reports where required Completing adhoc compliance activities as and when required Requirements: Understanding of compliance in relation to FSA rules and regulat...
ConinghamLee Ltd - London
This candidate will be responsible for advising Listed and OTC Single-Stock and Index Options, Complex Equity, Exotics, Structured Products and Notes. He or she will work closely with compliance advisors covering Equity Sales & Trading, as well as regularly collaborate with Legal...
Compliance Advisory - Senior Manager
ConinghamLee Ltd - London
The role will involve providing day to day compliance advise to the equity sales and trading team. Duties: Providing a compliance advisory service to the equity sales and trading team Developing policies and procedures Providing support to the rest of the compliance team both reg...
ConinghamLee Ltd - London
This role would suit an experienced Private Banker, Russian speaking, with strong and long standing client relationships, longevity in previous roles within reputed organisations and a track record of managing large client portfolios. Typically they will have upward of $200m AUMs...